Intelligent. Resourceful. Nimble. 

Adam Glassman brings nearly two decades of expertise in financial regulation and capital markets to his role as Vice President and Investment Advisor Representative. His career began in 2006 at the Office of the Comptroller of the Currency (OCC), where he gained firsthand experience navigating the complexities of community bank supervision during the Global Financial Crisis. By 2010, Adam earned the National Bank Examiner (NBE) designation, reflecting his deep understanding of federal banking regulations and supervisory standards.

Proactive. Protective. Committed.

Driven to tackle larger challenges, Adam transitioned to overseeing capital markets risks at some of the largest and most systemically important banks in the country. For nine years, he honed his expertise in areas such as price risk, liquidity risk, and interest rate risk, conducting in-depth examinations of trading desk practices, balance sheet risk management, and governance frameworks. Adam also played a critical role in mentoring and training examiners to ensure consistent and rigorous supervision standards across institutions.

Most recently, Adam served as a Capital Markets Team Leader at the OCC, managing a team of 14 examiners responsible for oversight at an institution with assets exceeding $4 trillion. His leadership and insights shaped examination strategies and fostered dialogue with senior executives to ensure sound risk management practices.

Adam’s approach is rooted in prudence, clarity, and a commitment to protecting his clients’ investments. Drawing on his extensive regulatory experience, he will prioritize risk management and strategic decision-making to help clients achieve financial stability and growth in an unpredictable market environment.

Thoughtful. Dedicated. Kind.

Originally from Scranton, Pennsylvania, Adam graduated with distinction from Penn State University in 2006, earning a Bachelor of Science in Finance. He now resides in Merrick, NY, with his wife and daughter, bringing the same dedication to his family life as he does to guiding his clients toward financial success.